A THOROUGH UNDERSTANDING OF ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

A Thorough Understanding of Assessment Validation: Validating Assessments

A Thorough Understanding of Assessment Validation: Validating Assessments

Blog Article

RTOs have numerous responsibilities post-registration, including annual declarations, AVETMISS reporting, and ensuring marketing compliance. Among these tasks, validation often stands out as particularly challenging.

Despite our extensive coverage on validation, let's re-examine the term. ASQA states that validation is a quality check of the assessment process.

Validation is essentially about verifying the accuracy of parts of an RTO's assessment process and spotting areas needing improvement. Understanding its key components can make it less daunting.

As per Clause 1.8 of the SRTOs 2015, RTOs are required to ensure that their assessment systems, including RPL, meet training package requirements and are conducted following the Principles of Assessment and Rules of Evidence.

As per the standards, two kinds of validation are required.

The first type of validation ensures that your RTO's assessment meets the requirements of the training package within your scope.

The subsequent validation confirms that assessments are conducted according to the principles of assessment and rules of evidence.

This suggests we perform validation both before and after the assessment. This article will concentrate on the first type—assessment tool validation.

Breaking Down the Two Types of Assessment Validation

Assessment Validation: What It Is

As we mentioned earlier and in our past blogs, validation consists of two parts: (1) assessment tool validation and (2) post-assessment validation.

Pre-assessment validation, or assessment tool validation, is concerned with the first part of the clause, which ensures all unit requirements are met and that workbooks are fully compliant.

In post-assessment validation, the emphasis is on implementation, ensuring that Registered Training Organisations conduct assessments as per the Principles of Assessment and Rules of Evidence.

In this write-up, we will focus on assessment tool validation.

Procedure for Assessment Tool Validation

After reviewing the two types of validation, let’s explore the specifics of assessment tool validation.

Optimal Timing for Assessment Tool Validation

The purpose of assessment tool validation is to confirm that all elements, performance criteria, and performance and knowledge evidence are met by your assessment tools.

Therefore, whenever you acquire new learning resources, you must conduct assessment tool validation before allowing students to use them.

You don’t have to wait for the next scheduled validation in your 5-year cycle. Validate new resources right away to ensure they are ready for students.

Nonetheless, there are other reasons to conduct this type of validation. Perform assessment tool validation when you:

- when resources are updated
- add new training products on scope
- when course is reviewed against training product updates
- when learning resources are identified as a risk during your risk assessment

ASQA's risk-based regulation approach means RTOs should perform regular risk assessments. If students complain about learning resources, it's a perfect time for assessment tool validation.

Selecting Training Products for Validation

Remember, this validation aims to ensure all learning resources are compliant before use. All RTOs are expected to validate all unit resources.

What Do You Need for Assessment Tool Validation?

Instructional Resources

For validating your assessment tools, you will need the full array of your learning resources:

Mapping tool – start by investigating this document. It shows which assessment items meet unit requirements, facilitating quicker validation.

Learner/student workbook – ensure it's appropriate as an assessment tool. Check if the instructions are clear and answer fields are adequate. This is a frequent issue.

Assessor guide/marking guide – ensure sufficient instructions for assessors and clear benchmarks for each assessment item. Clear benchmarks are vital for reliable assessment outcomes.

Other related resources – might include checklists, registers, and templates developed independently from the workbook and marking guide. Validate them to confirm they fit the assessment task and address unit requirements.

Validation Committee

Clause 1.11 outlines the requirements for validation panel members, noting that validation can be done by one or more people. Typically, RTOs require all trainers and assessors to attend and may invite industry experts.

Together, your validation panel should possess:

Current vocational competencies and relevant industry skills for the unit being validated

Up-to-date expertise and skills in vocational teaching and learning

Any one of the following training and assessment qualifications:

TAE40116 Certificate IV in Training and Assessment or an equivalent successor

Validation tool/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
A validation tool assists with the validation process and documentation. It makes it easier to view how each assessment item aligns with each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It serves as documentation that you have validated your resources prior to student use.

Although ASQA does not recommend or require a specific template for assessment tool validation, numerous templates can be found online. These tools typically have validators examine the tools holistically to determine if they meet the principles of assessment.

Principles of Assessment Form Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

While templates like these make validation easier, they also allow for judgment errors since there is little room for commenting on each assessment item.

It is highly recommended to use a more detailed template for inspecting each unit requirement and the assessment items that map to them. Below is an example:

Element Performance Criteria Assessment Guidelines Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What Requires Checking?

As we covered in our blog post Common Problems In Assessment Tools, your assessment tools must ensure trainers adhere to assessment principles and evidence rules.

Key Principles of Assessment
Fairness – Does the assessment provide equal opportunity and access to all participants?

Flexibility – Does the assessment offer various options to demonstrate competence based on different needs and preferences?

Validity – Is the assessment testing what it is meant to test? Is it a valid tool for assessing the required skill or knowledge?

Reliability – Will the assessment produce consistent results every time, regardless of who conducts the training? Will different assessors make the same decision on skill competence?

Evidence Core Rules

Validity – Is the evidence demonstrating that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there adequate evidence to confirm the learner has the required skills and knowledge?

Authenticity – Is the assessment tool ensuring that the work is the candidate’s own?

Currency – Do the assessment tools align with current units of competency and up-to-date industry practices?

Despite these being frequently addressed in VET professional development and nationally recognised training, heaps of tools still have problems with these requirements.

To prevent using learning resources that do not meet some unit requirements, make sure to follow these guidelines:

Live Up to Your Words

Focus on the verbs used in the unit requirements and make sure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Complete each of the following actions at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication as per service and regulatory requirements:

diaper change

prepare bottles, bottle-feed babies, and clean equipment

solid food prep and feeding infants

respond appropriately to baby signs and cues

prepare and settle infants for sleep

monitor and foster physical exploration and gross motor skills appropriate for the age

Having students describe the nappy-changing process for babies under 12 months doesn’t fulfill the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be doing the tasks.

Plurals Matter!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Notice the numbers. In the CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby doesn’t meet the requirement.

Entire or Not Competent

Observe the lists. As illustrated above, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Clarify Further

Each assessment item must have clear and specific benchmark answers to guide the assessor’s judgment on the student’s competence. Therefore, it’s crucial that your instructions do not confuse students or assessors. For instance:
What kind of information can be included in a work package?
What information can be included in a work package?

Answers might include:

Mandatory resources

Applicable costs

Length of activities

Assigned roles and responsibilities

If an assessment item requires multiple answers, specify the number of answers a student must provide. This ensures your assessment is reliable, and the evidence collected is valid.

The same applies to assessment items with double-barrelled get more info questions or those asking for multiple answers simultaneously. These can confuse both students and assessors, as shown in the sample question below:

Name a hazard and/or environmental concern in the work area and choose the most effective hazard control hierarchy.

Possible answers could include, but are not limited to:

Weather conditions – work area isolation, engineering controls, PPE

Work area and ground conditions – elimination, isolation, engineering controls

People – isolating, engineering, administration

Structural hazards – substituting, isolation, engineering

Chemical hazards – isolating, use of engineering controls, administrative controls

Equipment or machinery – isolation, engineering controls, administrative controls

Steering clear of double-barrelled questions makes it simpler for students to respond and for assessors to judge competence accurately.

Seeing these requirements, you might think, “Don’t learning resource developers offer audit guarantees?” However, with such guarantees, you must wait for an audit to rectify noncompliance. This affects your compliance history, so it’s better to take a safe and compliant route.

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